Donough P. Mcdonough

BOOMERANG CAPITAL LLC

Rowayton, CT

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CRD#: 1210501

Professional summary

Donough Patrick Mcdonough is a registered financial advisor currently at BOOMERANG CAPITAL LLC located in Rowayton, Connecticut.

Donough is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Donough has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donough Patrick Mcdonough's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Donough Patrick Mcdonough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2020 - Present

BOOMERANG CAPITAL LLC

RIA

CRD#: 120313

Rowayton, CT

Current

April 21, 2003 - Present

BOOMERANG CAPITAL LLC

Office #1: 4 Covewood Drive, Rowayton, CT 06853

RIA

CRD#: 120313

Rowayton, CT

Past

May 14, 1997 - July 3, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

June 14, 1994 - April 28, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 16, 1993 - April 5, 1994

FORUM CAPITAL MARKETS LLC

CRD#: 30867

OLD GREENWICH, CT

Past

August 14, 1985 - March 4, 1993

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

November 22, 1983 - August 19, 1985

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/16/2003)

Connecticut
(4/22/2003)

IAR

Connecticut
(11/20/2020)

Florida
(6/15/2004)

Illinois
(1/2/2004)

New York
(10/10/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/30/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 7/17/2002

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

BOOMERANG CAPITAL LLC

CRD#: 120313 / SEC#: , 8-65273

Connecticut

Registered Investment Advisory firm - SEC (11/20/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

4 Covewood Drive, Rowayton, CT 06853

Mailing Address

Po Box 47, Darien, CT 06820

Phone number

(203) 855-1723

Established

Delaware since 09/10/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
DMCD INC.	MEMBER - DIRECT OWNER
MCDONOUGH, DONOUGH PATRICK	MANAGING DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	1210501
MCDONOUGH, DONOUGH PATRICK	CHIEF COMPLIANCE OFFICER/FINOP	1210501
OBRIEN-ADERHOLDT, MAUREEN MARY MARGARET	CCO	4182378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Donough P. Mcdonough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donough Patrick Mcdonough's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Donough Patrick Mcdonough's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOOMERANG CAPITAL LLC

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

FORUM CAPITAL MARKETS LLC

MORGAN STANLEY & CO. LLC

L. F. ROTHSCHILD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/1983

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1983

Series 24

Date: 1/2/2023

Series 27

Date: 7/17/2002

FINRA

Current Firm

BOOMERANG CAPITAL LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BOOMERANG CAPITAL LLC

TRUST BUT VERIFY

Contact information

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