Denise M. Winchar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Marie Winchar was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1984. Denise had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2022 - May 6, 2026
DIMENSIONAL FUND ADVISORS LP
August 20, 2021 - May 6, 2026
DFA SECURITIES LLC
September 13, 1996 - March 19, 1998
WELLS FARGO SECURITIES INC.
February 20, 1992 - May 12, 1995
DEAM INVESTOR SERVICES, INC.
November 3, 1989 - December 31, 1991
U.S. BANCORP INVESTMENTS, INC.
November 19, 1986 - November 3, 1989
FBS BROKERAGE SERVICES, INC.
August 1, 1984 - September 23, 1986
MANUFACTURERS HANOVER SECURITIES CORPORATION
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/20/2021
General Securities Representative ExaminationCurrent Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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