Sandra M. Mantione

CAPITAL DESIGNS

Rochester, NY 14625

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CRD#: 1210469

Professional summary

Sandra Marie Mantione, CFP®, who also goes by Sandra M Defranco, is a registered financial advisor currently at CAPITAL DESIGNS located in Rochester, New York.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Sandra has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra M Defranco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Marie Mantione's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 7, 2021 - Present

CAPITAL DESIGNS

Office #1: 160 Linden Oaks, Rochester, NY 14625

RIA

CRD#: 125617

Rochester, NY

Past

May 18, 1990 - December 31, 1994

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

June 20, 1988 - May 18, 1990

JONATHAN ALAN & CO., INC.

CRD#: 15914

Past

February 24, 1987 - June 3, 1988

COMMUNITY SECURITIES, INC.

CRD#: 10431

Past

November 23, 1983 - October 25, 1985

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/1989

General Securities Principal Examination

Current Firm

CAPITAL DESIGNS

CAPITAL DESIGNS | CAPITAL DESIGNS OF ROCHESTER, INC.

CRD#: 125617 / SEC#:

New York

Registered Investment Advisory firm - (9/1/1988 Approved)

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Contact information

Main Address

160 Linden Oaks, Rochester, NY 14625

Mailing Address

Phone number

(585) 389-6183

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandra M. Mantione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Marie Mantione's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL DESIGNS

TITAN/VALUE EQUITIES GROUP, INC.

JONATHAN ALAN & CO., INC.

COMMUNITY SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/1983

Series 7

Date: 11/19/1983

Series 24

Date: 1/18/1989

Current Firm

CAPITAL DESIGNS

Contact information

Documents

Red Flags

Company Information

CAPITAL DESIGNS

TRUST BUT VERIFY

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