Lloyd F. Hillock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lloyd Florian Hillock, who also goes by Lloyd Hillock, was a registered financial professional .
Lloyd is a previously registered financial professional and started their career in finance in 1983. Lloyd had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1991 - May 26, 1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
May 26, 1987 - November 14, 1989
A. G. EDWARDS & SONS, INC.
April 27, 1987 - May 7, 1987
TEXAS SECURITIES, INC.
May 21, 1986 - June 11, 1987
E. F. HUTTON & COMPANY INC
December 28, 1983 - May 1, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
CRD#: 13741 / SEC#: , 8-45398
Contact information
Documents
Red Flags
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