Paul W. Brodeur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul William Brodeur was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2018 - July 21, 2023
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
May 24, 2011 - July 21, 2023
AMERICAN BEACON ADVISORS, INC.
May 13, 2011 - March 1, 2018
FORESIDE FUND SERVICES, LLC
September 27, 2007 - April 14, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 11, 2003 - August 17, 2007
AIM PRIVATE ASSET MANAGEMENT
November 5, 1999 - August 17, 2007
INVESCO DISTRIBUTORS, INC.
February 2, 1987 - October 15, 1987
SHERWOOD CAPITAL, INC.
February 24, 1984 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD#: 287788 / SEC#: , 8-69912
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
