Michael W. Harshbarger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Harshbarger, who also goes by Mike Harshbarger, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2013 - December 31, 2015
TRUE NORTH FINANCIAL, LLC
February 12, 2010 - July 16, 2012
GATES INVESTMENT ADVISORS, LLC
June 12, 2003 - October 26, 2005
BROAD STREET CAPITAL MARKETS, LLC
September 23, 1997 - June 27, 2001
FIRST ALLIED SECURITIES, INC.
May 15, 1997 - September 22, 1997
LASALLE ST SECURITIES, L.L.C.
July 14, 1995 - August 11, 1995
NATCITY INVESTMENTS, INC.
May 5, 1995 - July 14, 1995
RAFFENSPERGER, HUGHES & CO., INC.
May 6, 1992 - January 16, 1995
EDWARD JONES
March 1, 1989 - May 11, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 1988 - March 15, 1989
MORGAN STANLEY DW INC.
January 14, 1986 - April 9, 1988
EDWARD JONES
November 20, 1984 - January 22, 1986
PRUCO SECURITIES, LLC.
November 18, 1983 - October 9, 1984
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRUE NORTH FINANCIAL, LLC
CRD#: 165421 / SEC#:
Contact information
Red Flags
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