William P. Martina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Patrick Martina, who also goes by Bill Martina, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - April 1, 2014
COREBRIDGE CAPITAL SERVICES, INC.
October 15, 2007 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
January 7, 2005 - January 5, 2006
1ST DISCOUNT BROKERAGE, INC.
January 1, 2002 - December 10, 2004
SIGNATOR INVESTORS, INC.
May 11, 2001 - January 1, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
June 23, 2000 - November 17, 2000
FIMI SECURITIES, INC.
September 12, 1992 - April 30, 1999
MARKETING ONE SECURITIES, INC.
December 21, 1983 - July 16, 1992
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
