Klaus P. Weyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Klaus Peter Weyers was a registered financial professional .
Klaus is a previously registered financial professional and started their career in finance in 1983. Klaus had worked at 3 firms and has passed the Series 55, Series 7, Series 15, Series 5 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1999 - May 2, 2000
SCHONFELD SECURITIES, LLC
March 17, 1986 - January 29, 1987
GOLDMAN SACHS & CO. LLC
December 5, 1983 - October 12, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 3/26/1999
Limited Representative-Equity Trader ExamSeries 15
Date: 4/14/1986
Foreign Currency Options ExaminationSeries 5
Date: 4/4/1986
Interest Rate Options ExaminationCurrent Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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