HK
Harry M. Krigman
WEALTHSHIELD PARTNERS
Portland, ME 04101
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CRD#: 1210182
HK
Professional summary
Harry Marc Krigman is a registered financial advisor currently at WEALTHSHIELD PARTNERS, LLC located in Portland, Maine.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Harry has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ELLIE LLC - 24 WILDWOOD DR. CAPE ELIZABETH, ME 04107; APARTMENT HOUSES; NON INVESTMENT RELATED; OWNER; MANAGE PROPERTY; 9% OF TIME SPENT 2) CHAYA LLC - CAPE ELIZABETH, ME; PROPERTY OWNER; MANAGE REAL ESTATE; NON-INVESTMENT RELATED; 1% OF TIME SPENT 3) KRIGMAN PROPERTIES LLC MANAGE REAL ESTATE; NON-INVESTMENT RELATED; 1% OF TIME SPENT 4) ECK REALTY LLC MANAGE REAL ESTATE; NON-INVESTMENT RELATED; 1% OF TIME SPENT Owner on record of the LLCs (1) 02/16/2005 (2) 02/23/2017 (3) 09/10/2019 (4) 10/27/2021, approximate 10 to 15 hours per month, hours during securities trading hours, bookkeeping and general managerial and owner duties, oversight of the building property managers.
CRS (Client Relationship Summary) - RIA
Click below to view Harry Marc Krigman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2021 - Present
WEALTHSHIELD PARTNERS, LLC
Office #1: 111 Commercial Street Floor 5, Suite 501, Portland, ME 04101RIA
CRD#: 169584
Portland, ME
Past
October 2, 2014 - December 26, 2021
HARBORVIEW ADVISORS
RIA
CRD#: 173012
PORTLAND, ME
Past
October 1, 2014 - December 8, 2021
KOVACK SECURITIES INC.
BD
CRD#: 44848
Portland, ME
Past
January 19, 2005 - October 9, 2014
CANTELLA & CO., INC.
RIA
CRD#: 13905
PORTLAND, ME
Past
January 11, 2005 - October 9, 2014
CANTELLA & CO., INC.
BD
CRD#: 13905
PORTLAND, ME
Past
July 1, 1994 - January 7, 2005
BANGOR SECURITIES, INC.
BD
CRD#: 4302
PORTLAND, ME
Past
August 17, 1987 - July 1, 1994
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
November 23, 1983 - August 22, 1987
BANGOR SECURITIES, INC.
BD
CRD#: 4302
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHSHIELD PARTNERS, LLC
CARILLON ADVISORS | XARTIS WEALTH ADVISORY GROUP | WEALTHSHIELD PARTNERS, LLC | WEALTHSHIELD PARTNERS | WEALTHSHIELD | WEALTH MANAGEMENT RESOURCES | WEALTH & FINANCIAL ADVOCATES GROUP, LLC | TINKER CAPITAL | ORG PARTNERS ADVISOR GROUP | ORG PARTNERS | ORG PAG | ORBIS WEALTH | MAINE ADVISORS | MADISON OAKS WEALTH PARTNERS | HICKS & ASSOCIATES WEALTH MANAGEMENT | HARBORVIEW INVESTMENTS | HARBORVIEW ADVISORS | GOLDEN PINE ADVISORY | EVERGREEN FINANCIAL SERVICES | EMERALD INVESTMENT PARTNERS, LLC | EMERALD ASSET MANAGEMENT, INC. | CONSTANCE WEALTH ADVISORS | CONSTANCE WEALTH | CENTURY WEALTH ADVISORS | CENTERPOINT FINANCIAL GROUP
CRD#: 169584 / SEC#: 801-78937
RIA
Registered Investment Advisory firm - (12/17/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(12/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WP
WEALTHSHIELD PARTNERS, LLC
CARILLON ADVISORS | XARTIS WEALTH ADVISORY GROUP | WEALTHSHIELD PARTNERS, LLC | WEALTHSHIELD PARTNERS | WEALTHSHIELD | WEALTH MANAGEMENT RESOURCES | WEALTH & FINANCIAL ADVOCATES GROUP, LLC | TINKER CAPITAL | ORG PARTNERS ADVISOR GROUP | ORG PARTNERS | ORG PAG | ORBIS WEALTH | MAINE ADVISORS | MADISON OAKS WEALTH PARTNERS | HICKS & ASSOCIATES WEALTH MANAGEMENT | HARBORVIEW INVESTMENTS | HARBORVIEW ADVISORS | GOLDEN PINE ADVISORY | EVERGREEN FINANCIAL SERVICES | EMERALD INVESTMENT PARTNERS, LLC | EMERALD ASSET MANAGEMENT, INC. | CONSTANCE WEALTH ADVISORS | CONSTANCE WEALTH | CENTURY WEALTH ADVISORS | CENTERPOINT FINANCIAL GROUP
CRD#: 169584 / SEC#: 801-78937
RIA
Registered Investment Advisory firm - (12/17/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2500 Regency Parkway, Cary, NC 27518
Mailing Address
Phone number
(919) 948-4453
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,596 |
| AUM (Assets Under Management) | $ 1,080,417,121 |
Red Flags
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Company Information
WEALTHSHIELD PARTNERS, LLC
CRD#: 169584Portland, ME 04101TRUST BUT VERIFY
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