William E. Welsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William E Welsh, who also goes by William Edward Welsh, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 11 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2002 - October 11, 2004
BILTMORE INTERNATIONAL CORPORATION
February 25, 1999 - May 7, 2001
APEX CLEARING CORPORATION
October 26, 1998 - February 10, 1999
HUDSON SECURITIES,INC.
April 19, 1998 - June 4, 1998
LAIDLAW GLOBAL SECURITIES, INC.
February 5, 1998 - April 2, 1998
PURCELL GRAHAM INCORPORATED
December 17, 1996 - May 6, 1997
COMMERZ MARKETS LLC
April 21, 1993 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
February 11, 1991 - February 25, 1993
DOMINICK & DICKERMAN LLC
June 14, 1988 - January 29, 1990
JJC SECURITIES CO., INC.
February 6, 1988 - April 26, 1988
KEANE SECURITIES CO., INC.
January 25, 1985 - August 27, 1987
JESUP & LAMONT SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
BILTMORE INTERNATIONAL CORPORATION
CRD#: 21163 / SEC#: , 8-38553
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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