Charles G. Crane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Grant Crane, who also goes by Charles C Crane, Charles G Crane, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - November 4, 2022
DOUGLASS WINTHROP ADVISORS LLC
July 18, 1986 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
November 22, 1983 - June 23, 1986
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
DOUGLASS WINTHROP ADVISORS LLC
CRD#: 108680 / SEC#: 801-56993
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOUGLASS WINTHROP ADVISORS LLC
CRD#: 108680 / SEC#: 801-56993
Contact information
SEC notice filing (32 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,292 |
| AUM (Assets Under Management) | $ 5,822,615,954 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/29/2025 | ||
| 07/29/2024 | ||
| 09/06/2023 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
