Kim M. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Mergner Campbell was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1983. Kim had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 5, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2015 - April 24, 2015
MANORHAVEN CAPITAL LLC
October 19, 2012 - June 24, 2013
SANTANDER US CAPITAL MARKETS LLC
November 28, 2011 - March 8, 2013
PIERPONT CAPITAL ADVISORS LLC
June 27, 2011 - November 28, 2011
VLS SECURITIES LLC
February 9, 2009 - July 17, 2009
BEACON CAPITAL MARKETS, LLC
March 26, 1999 - August 8, 2008
COUNTRYWIDE SECURITIES CORPORATION
May 12, 1997 - December 16, 1998
UBS SECURITIES LLC
March 26, 1993 - May 9, 1997
MORGAN STANLEY MARKET PRODUCTS INC.
March 19, 1993 - May 9, 1997
MORGAN STANLEY & CO. LLC
December 21, 1983 - March 4, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 7/30/1984
Interest Rate Options ExaminationSeries 8
Date: 7/28/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MANORHAVEN CAPITAL LLC
CRD#: 44965 / SEC#: , 8-50911
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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