Michael H. Russo

ARGOS WEALTH ADVISORS LLC

SAN FRANCISCO, CA

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CRD#: 1209941

Professional summary

Michael Howard Russo is a registered financial advisor currently at ARGOS WEALTH ADVISORS LLC located in San Francisco, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Howard Russo's CRS (Customer Relationship Summary).

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

October 1, 1997 - August 20, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

March 29, 1993 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

December 21, 1983 - March 30, 1993

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/12/2007)

IAR

Colorado
(2/16/2018)

IAR

Connecticut
(2/20/2018)

IAR

Florida
(4/5/2018)

IAR

Illinois
(2/21/2018)

IAR

Texas
(2/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/13/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Current Firm

ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

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Contact information

Main Address

Park City, UT

Mailing Address

5930 South Land Park Drive #22459, Sacramento, CA 95822

Phone number

(707) 633-9063

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGOS WEALTH ADVISORS, LLC - FORM ADV PART 2A 2024 V2 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 897,177,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael H. Russo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Howard Russo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESIDIO CAPITAL ADVISORS LLC

PRESIDIO CAPITAL ADVISORS, LLC

PRESIDIO CAPITAL ADVISORS, LLC

CANACCORD GENUITY SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

ARGOS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2018

Series 63

Date: 1/28/1985

Series 3

Date: 1/13/1993

Series 7

Date: 12/17/1983

Current Firm

ARGOS WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGOS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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