Lynn C. Appelman
Professional summary
Lynn Charles Appelman, CFP®, ChFC® is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Bloomsburg, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Bloomsburg, Pennsylvania.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Lynn has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Charles Appelman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
August 2, 2004 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 250 Schoolhouse Road, Bloomsburg, PA 17815August 2, 2004 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 250 Schoolhouse Road, Bloomsburg, PA 17815November 13, 1990 - July 28, 2004
HACKETT ASSOCIATES, INC.
November 28, 1983 - November 20, 1990
PFS INVESTMENTS INC.
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2007)
(11/21/2008)
(5/7/2012)
(1/17/2012)
(8/2/2004)
(8/2/2004)
Exams
FINRA
Current Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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