Tony D. Limbaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony Denzel Limbaugh JR, who also goes by Tony D Limbaugh Jr, Tony Denzel Limbaugh Jr, Tony Denzel Limbaugh, Tony Limbaugh, was a registered financial professional .
Tony is a previously registered financial professional and started their career in finance in 1983. Tony had worked at 19 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2020 - June 15, 2020
HOLLOWAY INVESTMENT ADVISORS, INC.
April 13, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
January 30, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 21, 2016 - February 26, 2018
SCOTTRADE, INC.
September 16, 2014 - March 11, 2016
ELITE WEALTH MANAGEMENT, INC.
September 16, 2010 - January 27, 2014
TD AMERITRADE, INC.
September 14, 2010 - January 27, 2014
TD AMERITRADE, INC.
September 14, 2010 - January 27, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 17, 2009 - June 10, 2010
ALLSTATE FINANCIAL SERVICES, LLC
June 7, 2007 - January 5, 2009
U.S. BANCORP INVESTMENTS, INC.
June 7, 2007 - January 5, 2009
U.S. BANCORP INVESTMENTS, INC.
October 9, 2003 - June 7, 2007
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
April 23, 2003 - October 2, 2003
MORGAN STANLEY DW INC.
June 1, 2001 - October 2, 2003
MORGAN STANLEY DW INC.
September 18, 2000 - May 11, 2001
QUICK & REILLY, INC.
January 29, 1997 - December 8, 1998
BA INVESTMENT SERVICES, INC.
September 5, 1996 - October 18, 1996
CETERA INVESTMENT SERVICES LLC
February 26, 1996 - June 28, 1996
FIRST INTERSTATE INVESTMENTS,INC.
November 13, 1991 - February 1, 1995
ESSEX NATIONAL SECURITIES, LLC
February 19, 1988 - February 10, 1989
AMERICAN CAPITAL CORPORATION
April 10, 1987 - August 7, 1990
MONEY CONCEPTS CAPITAL CORP
November 20, 1984 - March 27, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
November 14, 1983 - February 5, 1985
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOLLOWAY INVESTMENT ADVISORS, INC.
CRD#: 118223 / SEC#: 801-64483
Contact information
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 60,162,593 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
