Kevin C. Rafferty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Calabro Rafferty, who also goes by Kevin Salvatore Calabro, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1983. Kevin had worked at 20 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2014 - August 21, 2014
PENSERRA SECURITIES, LLC
October 17, 2012 - March 13, 2013
CASTLEOAK SECURITIES, LP
May 1, 2012 - August 1, 2012
HAPOALIM SECURITIES USA, INC.
March 3, 2010 - August 3, 2011
ALADDIN CAPITAL LLC
September 15, 2009 - January 13, 2010
WEEDEN & CO.L.P.
June 1, 2007 - September 1, 2009
KNIGHT LIBERTAS LLC
August 26, 2003 - June 13, 2007
SCOTT & STRINGFELLOW, LLC
October 16, 2001 - August 29, 2003
ADVEST, INC.
May 9, 2001 - June 29, 2001
SOLID ISG CAPITAL MARKETS, LLC
March 26, 2001 - May 5, 2001
FIRST EQUITY CORPORATION OF FLORIDA
April 14, 1999 - January 18, 2001
FIRST EQUITY CORPORATION OF FLORIDA
August 24, 1998 - April 16, 1999
CFC SECURITIES, INC.
April 23, 1998 - September 1, 1998
ON-SITE TRADING, INC.
August 15, 1996 - December 23, 1997
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 28, 1993 - July 16, 1996
CHAPDELAINE CORPORATE SECURITIES & CO
June 22, 1992 - December 10, 1992
PHILLIP LOUIS TRADING, INC.
November 14, 1989 - September 5, 1990
GRUNTAL & CO., L.L.C.
November 22, 1988 - October 24, 1989
QUADREX SECURITIES CORPORATION
May 1, 1987 - May 4, 1988
DAIWA CAPITAL MARKETS AMERICA INC.
January 16, 1986 - March 25, 1987
MOSELEY SECURITIES CORPORATION
August 19, 1985 - December 9, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
December 21, 1983 - June 25, 1984
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
