Carlos M. Bravo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carlos Manuel Bravo was a registered financial advisor .
Carlos is a previously registered financial advisor and started their career in finance in 1984. Carlos had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2008 - December 10, 2008
INVESTACORP ADVISORY SERVICES INC
February 12, 2008 - November 20, 2008
INVESTACORP, INC.
November 29, 2005 - December 6, 2007
INVESTORS CAPITAL CORP.
November 28, 2005 - December 6, 2007
INVESTORS CAPITAL CORP.
October 20, 2004 - December 1, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - December 1, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 17, 2003 - October 20, 2004
QUICK & REILLY, INC.
February 7, 2002 - October 20, 2004
QUICK & REILLY, INC.
October 27, 1993 - January 17, 2002
A. G. EDWARDS & SONS, INC.
April 8, 1993 - November 16, 1993
JOSEPHTHAL & CO., INC.
January 25, 1992 - April 5, 1993
SIGNATOR INVESTORS, INC.
March 30, 1987 - December 31, 1990
SIGNATOR INVESTORS, INC.
March 30, 1987 - April 5, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 6, 1984 - April 27, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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