Jon J. Vargo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Joseph Vargo, who also goes by Jon Joseph Varso, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1983. Jon had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 1989 - May 2, 1990
BARRETT DAY SECURITIES, INC.
October 28, 1988 - May 20, 1989
LEHMAN BROTHERS INC.
February 5, 1988 - November 17, 1988
UBS FINANCIAL SERVICES INC.
August 14, 1985 - February 17, 1988
J.P. MORGAN SECURITIES LLC
April 2, 1984 - May 21, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 1983 - March 15, 1984
UNDERHILL ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BARRETT DAY SECURITIES, INC.
CRD#: 17717 / SEC#: , 8-35665
Contact information
Documents
Red Flags
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