Jonathan P. Avellone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Peter Avellone, who also goes by Nathan Peter Avellone, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1983. Jonathan had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2006 - April 11, 2013
OBS FINANCIAL
April 23, 2003 - July 11, 2006
OBS BROKERAGE SERVICES, INC.
April 18, 2003 - January 2, 2013
OBS BROKERAGE SERVICES, INC.
October 24, 2002 - March 28, 2003
INDEPENDENCE CAPITAL CO., INC.
December 8, 1999 - October 18, 2002
SICOR SECURITIES INC
May 30, 1997 - November 15, 1999
THE O.N. EQUITY SALES COMPANY
February 12, 1985 - May 15, 1997
NEW ENGLAND SECURITIES
November 22, 1983 - October 4, 1985
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OBS FINANCIAL
CRD#: 138615 / SEC#: 801-65110
Contact information
Red Flags
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