JL
John A. Levin
LEVIN CAPITAL STRATEGIES, L.P.
New York, NY 10153
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CRD#: 1209729
JL
Professional summary
John Andrew Levin is a registered financial advisor currently at LEVIN CAPITAL STRATEGIES, L.P. located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SINCE JANUARY 2006, MANAGING GENERAL PARTNER OF LEVIN CAPITAL STRATEGIES, G.P. , THE GENERAL PARTNER TO LEVIN CAPITAL STRATEGIES, L.P.. I DEVOTE APPROXIMATELY 1% OF MY TIME TO LEVIN CAPITAL STRATEGIES, G.P. SINCE JANUARY 2006, ASSOCIATE OF LCS, LLC ("LCS") AN AFFILIATED DELAWARE LIMITED LIABILITY COMPANY, WHICH IS THE GENERAL PARTNER OF SEVERAL INVESTMENT FUNDS FOR WHICH LEVIN CAPITAL STRATEGIES, L.P. SERVES AS THE INVESTMENT MANAGER. I DEVOTE APPROXIMATELY 5% OF MY TIME TO LCS, AND I SOLICIT INTERESTED PARTIES FOR HEDGE FUND INTERESTS. SINCE OCTOBER 2014, CHAIRMAN OF RIVER PARTNERS CAPITAL MANAGEMENT, L.P. ("RPCM"), AN INVESTMENT ADVISER REGISTERED WITH THE SEC. I DEVOTE APPROXIMATELY 5% OF MY TIME TO RIVER PARTNERS CAPITAL MANAGEMENT, L.P. SINCE OCTOBER 2014, MANAGING GENERAL PARTNER OF RIVER PARTNERS CAPITAL MANAGEMENT, G.P., LLC ("RPCMGP"), I DEVOTE APPROXIMATELY 1% OF MY TIME TO RIVER PARTNERS CAPITAL MANAGEMENT, G.P., LLC. SINCE JANUARY 2015, CHAIRMAN OF RP TAX, LLC ("RPTAX"), AND I DEVOTE APPROXIMATELY 1% OF MY TIME TO RP TAX, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Levin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2006 - Present
LEVIN CAPITAL STRATEGIES, L.P.
Office #1: 767 Fifth Avenue 18th Floor, New York, NY 10153RIA
CRD#: 137147
New York, NY
Past
April 4, 2006 - June 11, 2018
LCS SECURITIES, LLC
BD
CRD#: 140147
NEW YORK, NY
Past
January 1, 1997 - January 3, 2006
LEVCO SECURITIES, INC.
BD
CRD#: 41585
NEW YORK, NY
Past
June 28, 1996 - March 23, 2006
BKF ASSET MANAGEMENT, INC.
RIA
CRD#: 106474
NEW YORK, NY
Past
March 30, 1984 - January 1, 1997
JOHN A. LEVIN & CO., INC.
BD
CRD#: 14184
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LEVIN CAPITAL STRATEGIES, L.P.
LEVIN CAPITAL STRATEGIES, L.P.
CRD#: 137147 / SEC#: 801-65045
RIA
Registered Investment Advisory firm - (1/20/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/8/2022)
IAR
Texas(4/25/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
LC
LEVIN CAPITAL STRATEGIES, L.P.
LEVIN CAPITAL STRATEGIES, L.P.
CRD#: 137147 / SEC#: 801-65045
RIA
Registered Investment Advisory firm - (1/20/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
767 Fifth Avenue 18th Floor, New York, NY 10153
Mailing Address
Phone number
(212) 259-0800
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 261 |
| AUM (Assets Under Management) | $ 1,246,801,756 |
Red Flags
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