James H. Place

EVERGREEN ADVISORS

Chattanooga, TN 37421

Some features on this profile are disabled

CRD#: 1209703

Professional summary

James Harral Place, CFP®, who also goes by Jim Place, is a registered financial advisor currently at EVERGREEN ADVISORS, LLC located in Chattanooga, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 11 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Place

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. CO-HOST OF A DAILY FINANCIAL RADIO SHOW, CHATTANOOGA, TN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Harral Place's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

May 1, 2009 - Present

EVERGREEN ADVISORS, LLC

Office #1: 1206 Pointe Centre Drive Suite 160, Chattanooga, TN 37421

RIA

CRD#: 149861

Chattanooga, TN

Past

July 5, 2006 - December 16, 2009

HHM WEALTH ADVISORS, LLC

RIA

CRD#: 114631

CHATTANOOGA, TN

Past

June 30, 2006 - October 14, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CHATTANOOGA, TN

Past

May 24, 2004 - February 18, 2005

EVERGREEN MANAGEMENT INC

RIA

CRD#: 108286

CHATTANOOGA, TN

Past

March 29, 2004 - June 30, 2006

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

CHATTANOOGA, TN

Past

April 5, 2001 - June 30, 2006

M HOLDINGS SECURITIES, INC.

CRD#: 43285

CHATTANOOGA, TN

Past

November 27, 1992 - April 3, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

November 24, 1989 - December 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - January 18, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 18, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 8, 1983 - July 23, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

November 8, 1983 - July 23, 1985

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

November 8, 1983 - July 23, 1985

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERGREEN ADVISORS, LLC

CRD#: 149861 / SEC#: 801-70106

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/1/2009)

IAR

Texas
(4/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/7/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/8/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/1988

General Securities Principal Examination

Current Firm

EVERGREEN ADVISORS, LLC

CRD#: 149861 / SEC#: 801-70106

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1206 Pointe Centre Drive Suite 160, Chattanooga, TN 37421

Mailing Address

Phone number

(423) 933-1814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERGREEN ADVISORS, LLC FORM ADV PART 2 - UPDATED 3/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,408
AUM (Assets Under Management)	$ 464,867,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Cox

OSAIC WEALTH, INC.

IAR

CHATTANOOGA, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James H. Place

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Harral Place's CRS (Customer Relationship Summary).

Certified licenses

Experience

HHM WEALTH ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

EVERGREEN MANAGEMENT INC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERICAN EXPRESS FINANCIAL CORPORATION

Primary Firm SEC Registration

EVERGREEN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/1983

Series 7

Date: 6/15/1985

Series 22

Date: 5/8/1984

Series 6

Date: 11/7/1983

Series 24

Date: 7/12/1988

Current Firm

EVERGREEN ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERGREEN ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors