Peter W. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter William West was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2021 - December 31, 2024
ASPEN CREEK WEALTH MANAGEMENT, LLC
March 31, 2015 - November 6, 2015
SECURIAN FINANCIAL SERVICES, INC.
July 29, 2014 - March 5, 2015
PRINCIPAL SECURITIES, INC.
April 9, 2009 - October 30, 2009
DEWAAY FINANCIAL NETWORK, LLC
May 30, 2008 - December 31, 2009
MORROW WEALTH MANAGEMENT INC
June 22, 2007 - February 14, 2008
CAPITAL FINANCIAL SERVICES, INC.
July 30, 2001 - November 6, 2006
SUNSET FINANCIAL SERVICES, INC.
December 22, 2000 - July 27, 2001
CETERA ADVISORS LLC
April 16, 1996 - December 31, 1998
DOMINION INVESTOR SERVICES, INC.
November 24, 1995 - March 27, 1996
WALNUT STREET SECURITIES, INC.
January 13, 1993 - October 23, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 30, 1991 - February 19, 1993
ANDREWS, HENTGES & ASSOCIATES, INC.
August 21, 1990 - November 5, 1991
WALNUT STREET SECURITIES, INC.
December 8, 1983 - August 21, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASPEN CREEK WEALTH MANAGEMENT, LLC
CRD#: 160649 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 12,591,705 |
Red Flags
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