PM
Peter J. Mcavinn
EAGLE STRATEGIES LLC
WALTHAM, MA 02541
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CRD#: 1209611
PM
Professional summary
Peter Joseph Mcavinn, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Waltham, Massachusetts and NYLIFE SECURITIES LLC located in Waltham, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[THE JULIE FUND; PRESIDENT; NON-PROFIT; NON INVESTMENT RELATED; PO BOX 620 NEWTIN MA, 10 HOURS PER MONTH ON ACTIVITY; START DATE 06/2005][McAvinn Opportunity fund, LLC.; passive investing-public/private company stock and real estate; 49 Fiske Rd Wellesl [RESEARCH AGENCIES GROUP; TREASURER; START DATE 2/2013; 1 HOUR PER MONTH WITH 1 DURING SECURITIES HOURS; 201 JONES RD 5TH FLOOR WALTHAM MA 02451; LIMRA BASED STUDY GROUP] [Pepin Capital Management Tax-Advantaged Income Fund, LP; Investment; 151Bodman Pl Suite 100 Red Bank NJ 07701; Start Date 07/2023; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor]
CRS (Client Relationship Summary) - RIA
Click below to view Peter Joseph Mcavinn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 9, 2004 - Present
EAGLE STRATEGIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02541RIA
CRD#: 110826
WALTHAM, MA
Current
January 6, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451BD
CRD#: 5167
Waltham, MA
Past
September 12, 1986 - December 7, 1995
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
May 24, 1984 - January 16, 1986
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/3/1999)
RR
Maine(9/7/1999)
RR
Massachusetts(1/6/1996)
IAR
Massachusetts(2/9/2004)
RR
New Hampshire(9/3/1999)
RR
New York(9/3/1999)
RR
Rhode Island(9/7/1999)
RR
Vermont(9/3/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Waltham, MA 02541TRUST BUT VERIFY
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