Vincent C. Lombardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Clifford Lombardi, who also goes by VIncent C Lombardi, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1984. Vincent had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 1990 - July 26, 1993
TOLUCA PACIFIC SECURITIES CORP.
May 4, 1990 - September 21, 1990
COLUMBUS EQUITIES INTERNATIONAL, INC.
February 14, 1989 - February 3, 1990
OSBORNE, STERN & COMPANY, INC.
September 9, 1986 - January 4, 1989
JP MICHAEL CO.
April 1, 1985 - September 5, 1986
MAIN STREET SECURITIES, INC.
June 20, 1984 - November 20, 1984
MAIN STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TOLUCA PACIFIC SECURITIES CORP.
CRD#: 13875 / SEC#: , 8-29814
Contact information
Documents
Red Flags
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