George R. Hecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Randall Hecht was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 7 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - December 16, 2004
FORESIDE FUNDS DISTRIBUTORS LLC
January 13, 1999 - January 2, 2001
PROVIDENT DISTRIBUTORS, INC.
October 1, 1998 - December 31, 1998
BANC OF AMERICA SECURITIES LLC
October 1, 1997 - October 1, 1998
BANCAMERICA SECURITIES, INC.
September 11, 1984 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
December 1, 1983 - March 12, 1984
MERIT SECURITIES GROUP, LTD.
October 11, 1983 - March 12, 1984
HORIZON TRADING,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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