Antonio J. Trujillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Jose Trujillo, who also goes by Antonio Trujillo, Tony Trujillo, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1984. Antonio had worked at 6 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2001 - August 13, 2002
WFG INVESTMENTS, INC.
June 17, 1997 - September 3, 1997
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
October 30, 1996 - January 17, 1997
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - November 7, 1996
CITIGROUP GLOBAL MARKETS INC.
February 23, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
January 26, 1984 - February 4, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
