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TC

Thomas J. Croghan

RAIL-SPLITTER CAPITAL MANAGEMENT
WINNETKA, IL 60093
Some features on this profile are disabled
CRD#: 1209190
TC

Professional summary

Thomas J Croghan, who also goes by Thomas Joseph Croghan, is a registered financial advisor currently at RAIL-SPLITTER CAPITAL MANAGEMENT LLC located in Winnetka, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Joseph Croghan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas J Croghan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2026 - Present

RAIL-SPLITTER CAPITAL MANAGEMENT LLC

Office #1: 588 Lincoln Avenue Suite 200, Winnetka, IL 60093
RIA
CRD#: 338394
WINNETKA, IL
Past

January 23, 2025 - March 24, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
WINNETKA, IL
Past

January 23, 2025 - March 24, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
WINNETKA, IL
Past

January 6, 2011 - April 10, 2018

GREAT LAKES ADVISORS, LLC

RIA
CRD#: 110757
WINNETKA, IL
Past

January 6, 2011 - January 23, 2025

WINTRUST INVESTMENTS LLC

RIA
CRD#: 875
WINNETKA, IL
Past

January 6, 2011 - January 23, 2025

WINTRUST INVESTMENTS LLC

BD
CRD#: 875
WINNETKA, IL
Past

June 1, 2009 - January 19, 2011

MORGAN STANLEY

RIA
CRD#: 149777
LAKE FOREST, IL
Past

June 1, 2009 - January 19, 2011

MORGAN STANLEY

BD
CRD#: 149777
LAKE FOREST, IL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
WINNETKA, IL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
WINNETKA, IL
Past

December 9, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
WINNETKA, IL
Past

December 9, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
WINNETKA, IL
Past

October 4, 2005 - December 14, 2005

WILLIAM BLAIR

RIA
CRD#: 1252
CHICAGO, IL
Past

April 13, 1993 - December 14, 2005

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

November 22, 1983 - April 19, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/30/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/4/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/1997
General Securities Principal Examination

Current Firm

RC
RAIL-SPLITTER CAPITAL MANAGEMENT LLC
RAIL-SPLITTER CAPITAL MANAGEMENT LLC

CRD#: 338394 / SEC#: 801-134698

RIA
Registered Investment Advisory firm - (2/27/2025 120-Day Approval)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
588 Lincoln Avenue Suite 200, Winnetka, IL 60093
Mailing Address
Phone number
(773) 294-6099
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAIL-SPLITTER CAPITAL MANAGEMENT LLC DISCLOSURE BROCHURE (2/27/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAIL-SPLITTER CAPITAL MANAGEMENT LLC

CRD#: 338394Winnetka, IL 60093

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