Henry W. Orvin

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CRD#: 1209076

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Wright Orvin was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1984. Henry had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mondrian Investment Partners; Investment Related; Radnor, PA; Began 06/29/2018; Investment/Asset Management; Senior Client Service and Business Development Officer; Client facing relationship management; 160 hours per month with 130 hours during securities trading hours. IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF Mondrian Investment Partners Limited, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF FORESIDE FUND SERVICES, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF FORESIDE FUND SERVICES, LLC

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 17, 2020 - February 21, 2024

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

RIA

CRD#: 132427

RADNOR, PA

Past

July 16, 2018 - February 20, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Radnor, PA

Past

July 28, 2015 - August 3, 2017

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

May 8, 2015 - August 3, 2017

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

August 27, 2009 - May 8, 2015

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

December 19, 2007 - August 6, 2009

AMG DISTRIBUTORS, INC.

RIA

CRD#: 27314

CHICAGO, IL

Past

December 19, 2007 - August 6, 2009

AMG DISTRIBUTORS, INC.

CRD#: 27314

CHICAGO, IL

Past

February 2, 2007 - May 4, 2007

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

December 31, 2000 - January 3, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

April 29, 1991 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

May 4, 1989 - April 26, 1991

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

ATLANTA, GA

Past

November 24, 1987 - May 16, 1989

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 26, 1984 - February 27, 1986

MML INVESTORS SERVICES, LLC

CRD#: 10409

Past

January 9, 1984 - February 28, 1986

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/26/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/6/1984

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/21/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/2/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

ATLANTIC VALUE PARTNERS(US),INC | ROTHKO INVESTMENT STRATEGIES | MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

CRD#: 132427 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/15/2004 Approved)

Texas

Registered Investment Advisory firm - (4/25/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

201 King Of Prussia Road Suite 620, Radnor, PA 19087

Mailing Address

Phone number

(215) 825-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Henry W. Orvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

AMG DISTRIBUTORS, INC.

AMG DISTRIBUTORS, INC.

WYNSTON HILL CAPITAL, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

ENTERPRISE FUND DISTRIBUTORS, INC.

FSC SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2015

Series 65

Date: 6/26/1995

Series 63

Date: 10/24/1984

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2009

Series 6

Date: 1/6/1984

Series 24

Date: 12/4/2015

Series 51

Date: 3/21/2003

Series 26

Date: 9/2/1997

Current Firm

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

Contact information

Documents

Red Flags

Company Information

MONDRIAN INVESTMENT PARTNERS (U.S.), INC.

TRUST BUT VERIFY

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