Henry W. Orvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Wright Orvin was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1984. Henry had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2020 - February 21, 2024
MONDRIAN INVESTMENT PARTNERS (U.S.), INC.
July 16, 2018 - February 20, 2024
FORESIDE FUND SERVICES, LLC
July 28, 2015 - August 3, 2017
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
May 8, 2015 - August 3, 2017
AMUNDI DISTRIBUTOR US, INC.
August 27, 2009 - May 8, 2015
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 19, 2007 - August 6, 2009
AMG DISTRIBUTORS, INC.
December 19, 2007 - August 6, 2009
AMG DISTRIBUTORS, INC.
February 2, 2007 - May 4, 2007
WYNSTON HILL CAPITAL, LLC
December 31, 2000 - January 3, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 29, 1991 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
May 4, 1989 - April 26, 1991
ENTERPRISE FUND DISTRIBUTORS, INC.
November 24, 1987 - May 16, 1989
FSC SECURITIES CORPORATION
January 26, 1984 - February 27, 1986
MML INVESTORS SERVICES, LLC
January 9, 1984 - February 28, 1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
MONDRIAN INVESTMENT PARTNERS (U.S.), INC.
CRD#: 132427 / SEC#:
Contact information
Red Flags
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