Nigel B. Christie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nigel Bryan Christie was a registered financial professional .
Nigel is a previously registered financial professional and started their career in finance in 1983. Nigel had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2002 - January 30, 2014
ARUNDEL (SECURITIES), INC.
October 4, 1988 - August 28, 1989
S.G. WARBURG & CO. INC.
December 6, 1983 - July 11, 1985
KLEINWORT,BENSON(NORTH AMERICA)CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARUNDEL (SECURITIES), INC.
CRD#: 43573 / SEC#: , 8-50325
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
