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Nigel Bryan Christie

CRD# 1208952·Registered 1983 - 2014
Previously Registered: Being a previously registered professional could mean that Nigel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nigel Bryan Christie was a registered financial advisor. Nigel was a previously registered financial professional and started their career in finance 1983 - 2014. Nigel had worked at 3 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

ARUNDEL (SECURITIES), INC.·CRD# 43573
BD
New York, NY
November 25, 2002 - January 30, 2014
S.G. WARBURG & CO. INC.·CRD# 1483
BD
October 4, 1988 - August 28, 1989
KLEINWORT,BENSON(NORTH AMERICA)CORPORATION·CRD# 14385
BD
December 6, 1983 - July 11, 1985

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Current Firm

A(
ARUNDEL (SECURITIES), INC.

ARUNDEL (SECURITIES), INC. | RP&C INTERNATIONAL (SECURITIES), INC. | RAUSCHER PIERCE & CLARK (SECURITIES), INC.

CRD#: 43573 / SEC#: 8-50325
BD
Terminated by SEC on 06/21/2024

Contact Information

Established

Texas since 05/21/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ARUNDEL INC.SOLE STOCKHOLDER—
EBERT, PAUL FRANCISFINANCIAL & OPERATIONS PRINCIPAL/PRINCIPAL OPERATING OFFICER1121231
QUINT, DAVID PATRICKPRESIDENT, CEO, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICER, INVESTMENT BANKING PRINCIPAL4503232
QUINT, DAVID PAULBOARD MEMBER2913364

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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