Philip E. Dicarlo
Professional summary
Philip Edward Dicarlo is a registered financial professional currently at BROOKWOOD SECURITIES PARTNERS, LLC located in Beverly, Massachusetts.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1983. Philip has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Edward Dicarlo's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 1995 - Present
BROOKWOOD SECURITIES PARTNERS, LLC
Office #1: 138 Conant Street, Beverly, MA 01915Office #2: 138 Conant Street, Beverly, MA 01915November 29, 1994 - March 17, 1995
FFMC SECURITIES, INC.
November 22, 1983 - February 9, 1994
WINTHROP SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2025)
(7/17/1998)
(4/24/2012)
(4/28/1995)
(9/19/2017)
(1/6/2022)
(5/2/1995)
(4/11/2011)
(7/29/2002)
(10/11/2023)
(4/28/1995)
(3/13/2019)
(10/2/2012)
(4/11/2011)
(12/3/2010)
(1/2/2014)
(4/28/1995)
(10/9/2003)
(1/6/1998)
(9/19/2017)
(1/2/2014)
(1/2/2015)
(8/21/1997)
(4/28/1995)
(1/2/2014)
(10/8/2003)
(6/7/1995)
(2/8/2002)
(4/7/2011)
(9/19/2017)
(8/15/2016)
(5/8/2019)
(8/18/1997)
(9/19/2017)
(9/2/2011)
(3/22/2016)
(8/20/1997)
Exams
FINRA
Current Firm
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187 / SEC#: , 8-46627
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187Beverly, MA 01915TRUST BUT VERIFY
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