DJ
David C. Jones
DCJ GLOBAL WEALTH MANAGEMENT
GERMANTOWN, TN 38138
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CRD#: 1208872
DJ
Professional summary
David Carl Jones is a registered financial advisor currently at DCJ GLOBAL WEALTH MANAGEMENT located in Germantown, Tennessee and LPL FINANCIAL LLC located in Germantown, Tennessee.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/03/2008 - DBA ONLY - DAVID CARL JONES INVESTMENTS, LLC - THIS WILL NOT BE USED FOR PUBLIC AND IS FOR ACCOUNTING PURPOSES ONLY. - SHELL ACCOUNT FOR TAXES. - GERMANTOWN, TN.
2. 11/03/2008 - OTHER-SPORTS NUTRITION - SOFT CELL, LLC - I AM AN INVESTOR AND STRATEGIST. THIS COMPANY DEVELOPS AND WILL DISTRIBUTE ENERGY SUPPLEMENTS FOR SPORTS NUTRITION. NO CLIENTS ARE INVOLVED IN THIS BUSINESS. - TIME SPENT 5%.
3. 11/6/2008 - REGISTERED INVESTMENT ADVISOR - DAVID C. JONES GLOBAL WEALTH MANAGEMENT - WILL BE USED FOR RIA AND DBA. RIA HYBRID PROGRAM. - DAVID C. JONES (DCJ) GLOBAL WEALTH MANAGEMENT - GERMANTOWN, TN.
4. 11/17/2008 - DBA ONLY - DCJ GLOBAL WEALTH MANAGEMENT - DBA NAME OF DAVID C. JONES (DCJ) GLOBAL WEALTH MANAGEMENT TO BE USED FOR HYBRID PLATFORM. - TIME SPENT 100% - GERMANTOWN, TN.
5. 5/18/2009 - DCJ Global Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 10/2008 - Time Spent 50% - I provide investment advisory services through DCJ Global Wealth Management, an independent investment advisor firm. I started this business activity in 10/2008. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
6. 4/20/2012 - REAL ESTATE RENTAL - AUSTIN MEDICAL VENTURES, INC. - 1 RENTAL UNIT, OFFICE SPACE, AND THE RENTERS ARE NOT CUSTOMERS OR ADVISORS OF ANOTHER B/D OR RIA. - TIME SPENT 1% - GERMANTOWN, TN.
7. 11/28/2017 - Sigma Wellness - Not Investment Related - 5656 Bee Cave Road, Austin, TX, 78746/Mostly be on conference calls. - For-Profit Board Member - Started 11/09/2017 - 5 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view David Carl Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2008 - Present
DCJ GLOBAL WEALTH MANAGEMENT
Office #1: 3011 Centre Oak Way, Suite 101, Germantown, TN 38138RIA
CRD#: 148398
GERMANTOWN, TN
Current
November 3, 2008 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
GERMANTOWN, TN
Past
September 12, 2005 - November 3, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CORDOVA, TN
Past
September 9, 2005 - November 3, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CORDOVA, TN
Past
December 15, 2000 - September 12, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
MEMPHIS, TN
Past
December 15, 2000 - September 12, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 25, 1998 - December 21, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 30, 1992 - December 1, 1998
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/3/2008)
RR
Colorado(4/20/2016)
RR
Florida(11/3/2008)
IAR
Florida(5/15/2012)
RR
Georgia(11/3/2008)
RR
Illinois(11/3/2008)
RR
Indiana(10/21/2024)
RR
Louisiana(9/21/2022)
RR
Michigan(1/13/2009)
RR
Mississippi(11/3/2008)
IAR
Mississippi(4/23/2019)
RR
New York(10/6/2016)
RR
Ohio(11/3/2008)
RR
Oklahoma(11/3/2008)
RR
South Carolina(9/1/2021)
RR
Tennessee(11/3/2008)
IAR
Tennessee(11/14/2008)
RR
Texas(11/3/2008)
IAR
Texas(2/16/2012)
RR
Virginia(7/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DG
DCJ GLOBAL WEALTH MANAGEMENT
DAVID C JONES WEALTH MANAGEMENT | DCJ GLOBAL WEALTH MANAGEMENT | DAVID CARL JONES INVESTMENTS, L.L.C. | DAVID C. JONES GLOBAL WEALTH MANAGEMENT
CRD#: 148398 / SEC#: 801-69659
RIA
Registered Investment Advisory firm - (6/26/2012 Terminated)Florida
Registered Investment Advisory firm - (5/15/2012 Approved)Mississippi
Registered Investment Advisory firm - (3/27/2019 Approved)Tennessee
Registered Investment Advisory firm - (3/5/2012 Approved)Texas
Registered Investment Advisory firm - (1/28/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Germantown, TN
Mailing Address
Phone number
(901) 755-9797
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 184 |
| AUM (Assets Under Management) | $ 47,039,576 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DCJ GLOBAL WEALTH MANAGEMENT
CRD#: 148398Germantown, TN 38138TRUST BUT VERIFY
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