Sandra G. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra G Hansen, who also goes by Sandra Georgette Hansen, Sandy Georgette Hansen, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1983. Sandra had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2011 - April 16, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 1, 2009 - September 13, 2010
MORGAN STANLEY
August 8, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 15, 2005 - September 19, 2007
SIGMA FINANCIAL CORPORATION
March 12, 2003 - March 14, 2003
SIGMA FINANCIAL CORPORATION
April 10, 2000 - May 9, 2001
WILLIAM BLAIR
September 14, 1998 - March 31, 2000
WINTRUST INVESTMENTS LLC
September 13, 1984 - September 12, 1997
WILLIAM BLAIR
November 22, 1983 - September 10, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
