Wanda H. Denton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wanda Hughes Denton, who also goes by Wanda Hughes, was a registered financial professional .
Wanda is a previously registered financial professional and started their career in finance in 1984. Wanda had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2004 - July 9, 2018
ROSS, SINCLAIRE & ASSOCIATES, LLC
March 6, 2002 - March 16, 2004
STEPHENS
August 14, 2000 - October 2, 2000
UBS FINANCIAL SERVICES INC.
January 6, 1984 - August 14, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
