Richard D. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Donald Miles was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 41, Series 24, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2003 - March 18, 2025
BERKSHIRE GLOBAL ADVISORS LP
March 7, 1988 - May 3, 1994
BUTCHER FINANCIAL CORPORATION
November 17, 1983 - October 28, 1988
BUTCHER & SINGER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 41
Date: 7/21/1984
NYSE Allied Member ExaminationSeries 28
Date: 3/28/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BERKSHIRE GLOBAL ADVISORS LP
CRD#: 124180 / SEC#: , 8-65641
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JADA CORP. | MEMBER | |
| BOMY CAPITAL CORPORATION | MEMBER | |
| HUMPHREY, JOHN HILDESLEY | MEMBER | 6229742 |
| BERKSHIRE CAPITAL CORPORATION | MEMBER | |
| DBR HOLDINGS INC. | MEMBER | |
| DELAMORE FAMILY TRUST | MEMBER | |
| HJS CORPORATION | MEMBER | |
| LATIN FIREBIRD CORP. | MEMBER | |
| SUGAR MAPLE CORPORATION | MEMBER | |
| BACH, KRISTINA NMN | FINOP, PFO, POO | 4281682 |
| BERKSHIRE GLOBAL ADVISORS GP, LLC | GENERAL PARTNER | |
| CAMERON, ROBERT BRUCE | CEO | 1146348 |
| DUNN, GLENN MICHAEL | MEMBER | 8048233 |
| EMTEMARK, PHILIP RAYMOND | MEMBER | 6378495 |
| FRIEDMAN, JUSTIN A | MEMBER | 6357798 |
| HACHIM, AJMAL BEN | MEMBER | 6762228 |
| JAKHETE, OPAL RAJ | MEMBER | 6685034 |
| JEANB CORPORATION | MEMBER | |
| KOLINSKY, DANIEL MICHAEL | MEMBER | 6734357 |
| KRUKOWSKI, JULIAN THEODORE | CCO | 3070439 |
| MITCHELL, JULIE ERIN | CAO | 3128001 |
| TARTAN FARM CORP. | MEMBER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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