Cantwell P. Sandifur Jr

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CRD#: 1208656

Professional summary

Cantwell Paul Sandifur Jr was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Cantwell is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Cantwell had worked at 1 firm, which includes METROPOLITAN INVESTMENT SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

C. Paul Sandifur Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 5, 1983 - July 7, 2003

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146

SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146 / SEC#: , 8-23560

Cancelled by SEC on 11/19/2004

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Contact information

Main Address

Mailing Address

Phone number

Established

Washington since 01/02/1979

Firm type

Corporation

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SUMMIT SECURITIES, INC.	100% STOCKHOLDER

Disclosures

Regulatory Event

Red Flags

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