Ferdinand A. Barbeito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ferdinand Anthony Barbeito, who also goes by Fred A Barbeito, was a registered financial professional .
Ferdinand is a previously registered financial professional and started their career in finance in 1969. Ferdinand had worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2008 - November 6, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 28, 2008 - November 6, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 1, 1999 - July 29, 2008
CETERA ADVISORS LLC
May 15, 1989 - July 29, 2008
CETERA ADVISORS LLC
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
April 1, 1987 - June 2, 1989
THE GREAT-WEST LIFE ASSURANCE COMPANY
June 10, 1986 - December 23, 1988
MORISON SECURITIES, INC.
May 20, 1985 - June 27, 1986
THE GREAT-WEST LIFE ASSURANCE COMPANY
December 26, 1978 - December 10, 1981
LEARNED & COMPANY, INC.
November 16, 1977 - November 17, 1980
FIRST MIDWEST CORPORATION
August 20, 1974 - October 21, 1983
FIRST COLUMBIA CORPORATION
September 22, 1969 - July 28, 1973
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 9/17/1969
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
