Murray A. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Murray Austin Bennett was a registered financial professional .
Murray is a previously registered financial professional and started their career in finance in 1982. Murray had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
January 1, 1990 - December 5, 2022
INSTITUTIONAL SECURITIES CORPORATION
December 16, 1989 - June 5, 1990
LPL FINANCIAL LLC
August 1, 1988 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
March 3, 1987 - March 24, 1987
THE COLUMBIAN SECURITIES CORPORATION
March 2, 1984 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 2, 1984 - December 20, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 16, 1982 - April 5, 1984
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 16, 1982 - January 10, 1990
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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