Donald S. Schellhammer

NORTH COMPASS FINANCIAL ADVISORS

Grand Rapids, MN 55744

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CRD#: 1208306

Professional summary

Donald S (initial Only) Schellhammer, AIF®, who also goes by Donald S Schellhammer, Donald S I O Schellhammer, is a registered financial advisor currently at NORTH COMPASS FINANCIAL ADVISORS, LLC located in Grand Rapids, Minnesota.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Donald has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald S Schellhammer | Donald S I O Schellhammer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NORTH COMPASS FINANCIAL ADVISORS LLC. 2149 LAMPLIGHT DRIVE; WOODBURY MN 55125 RIA- INVESTMENT RELATED. 2. CYCLE OF THE VINE.ORG; NON-INVESTMENT RELATED; LOCATED AT 2149 LAMPLIGHT DRIVE, WOODBRY, MN 55125; NATURE OF BUSIENSS IS WINE EDUCATION AND TASING AFFINITY CLUB TO DEVELOP A NEW AND POTENTIAL BUSINESS RELATIONSHIP; FOUNDER AND DEVELOPER; START DATE 5/11/2009; 20 HRS/ MONTH, NONE DURING TRADING HRS; DUTIES INCLUDE CREATING ORGANIZATION, MEMBERSHIP RECRUITMENT; DEVELOPMENT. 3. SUTHERLAND FINANCIAL CORPORATION DBA AS SONOMASSIGNATURES.COM/NAPASIGNATUREWS.COM; NOT INVESTMENT RELATED; LOCATED AT 2149 LAMPLIGHT DRIVE, WOODBURY, MN 55125; NATURE OF BUSINESS IS FREELANCE AUTHOR, PRODUCT AND MEDIA DEVELOPMENT CONSULTANT; AUTHOR AND PRODUCT DEVELOPER; START DATE 5/11/2009; 20 HRS/ MONTH, NONE DURING TRADING HRS; AUTHOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald S (initial Only) Schellhammer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 26, 2008 - Present

NORTH COMPASS FINANCIAL ADVISORS, LLC

Office #1: 21 Ne 5th Street, Suite 301, Grand Rapids, MN 55744

RIA

CRD#: 146626

Grand Rapids, MN

Past

June 13, 2007 - August 15, 2008

NORTH COMPASS FINANCIAL ADVISORS, INC.

RIA

CRD#: 115277

GRAND RAPIDS, MN

Past

March 1, 2007 - November 15, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WOODBURY, MN

Past

February 21, 2006 - March 7, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

October 1, 1997 - February 24, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HOUSTON, TX

Past

September 1, 1994 - October 1, 1997

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

January 8, 1993 - September 6, 1994

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

March 4, 1992 - January 12, 1993

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

December 2, 1983 - October 30, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/1/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NORTH COMPASS FINANCIAL ADVISORS, LLC

CRD#: 146626 / SEC#: 801-69206

RIA

Registered Investment Advisory firm - (5/25/2012 Terminated)

Florida

Registered Investment Advisory firm - (4/16/2018 Approved)

Minnesota

Registered Investment Advisory firm - (5/9/2012 Approved)

Texas

Registered Investment Advisory firm - (12/31/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (3/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

21 Ne 5th Street, Suite 301, Grand Rapids, MN 55744

Mailing Address

Phone number

(218) 326-4722

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 93,238,522

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald S. Schellhammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald S (initial Only) Schellhammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH COMPASS FINANCIAL ADVISORS, INC.

PURSHE KAPLAN STERLING INVESTMENTS

UNITED SECURITIES ALLIANCE, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

USLIFE EQUITY SALES CORP.

INVESTACORP, INC.

USLIFE EQUITY SALES CORP.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2001

Series 63

Date: 12/1/1983

Series 6

Date: 12/1/1983

Current Firm

NORTH COMPASS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH COMPASS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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