Lamar J. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lamar John Miller was a registered financial professional .
Lamar is a previously registered financial professional and started their career in finance in 1983. Lamar had worked at 4 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2004 - December 31, 2004
KOVACK SECURITIES INC.
November 24, 2003 - March 29, 2004
CROWN CAPITAL SECURITIES, L.P.
February 4, 2000 - November 24, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
July 3, 1996 - February 9, 2000
SUNAMERICA SECURITIES, INC.
October 5, 1983 - July 1, 1996
METROPOLITAN INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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