Ellen M. Douglas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Meredith Douglas, who also goes by Ellen Meredith Bachrach, Ellen Meredith Freistadt, Ellen Meredith Gerstenfeld, Ellen Meredith Kupersmith, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1983. Ellen had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2011 - December 31, 2024
RNR SECURITIES, L.L.C.
August 29, 2005 - March 9, 2011
LIFEMARK SECURITIES CORP.
February 19, 1999 - August 19, 2005
MSI FINANCIAL SERVICES, INC.
October 27, 1983 - August 19, 2005
METROPOLITAN LIFE INSURANCE COMPANY
October 27, 1983 - August 19, 2005
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
