Richard P. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Powell Thompson, who also goes by Richard P Thompson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2004 - January 28, 2005
AFFINITY WEALTH MANAGEMENT LLC
October 15, 2004 - December 31, 2017
CENTAURUS FINANCIAL, INC.
August 18, 2004 - December 31, 2017
CENTAURUS FINANCIAL, INC.
October 26, 1994 - December 31, 2004
CREATIVE FINANCIAL RESOURCES, INC.
December 21, 1989 - August 20, 2004
OSAIC FS, INC.
November 17, 1983 - December 2, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 17, 1983 - December 2, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AFFINITY WEALTH MANAGEMENT LLC
CRD#: 105840 / SEC#: 801-20503
Contact information
Red Flags
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