John H. Kreutzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Heery Kreutzer was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - April 1, 2024
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - April 1, 2024
TRUIST INVESTMENT SERVICES, INC.
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
February 13, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
February 13, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 1, 2003 - February 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - February 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 16, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 5, 1996 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
December 28, 1983 - January 5, 1996
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/1/1998
Foreign Currency Options ExaminationSeries 5
Date: 12/2/1997
Interest Rate Options ExaminationSeries 8
Date: 3/13/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
