David G. Ghysels
Professional summary
David George Ghysels JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, David had worked at 8 firms, which includes APAX INVESTMENTS LIMITED INC., GEOFFREY RICHARDS SECURITIES CORP., CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, ALEX. BROWN & SONS INCORPORATED, JOHNSTON LEMON & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2005 - December 31, 2005
APAX INVESTMENTS LIMITED, INC.
June 3, 2005 - August 25, 2005
GEOFFREY RICHARDS SECURITIES CORP.
April 30, 2003 - June 27, 2005
CITIGROUP GLOBAL MARKETS INC.
April 11, 2003 - June 27, 2005
CITIGROUP GLOBAL MARKETS INC.
March 27, 2001 - April 3, 2003
LEHMAN BROTHERS INC.
January 13, 2001 - April 12, 2001
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
May 17, 1988 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
November 22, 1983 - May 24, 1988
JOHNSTON, LEMON & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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