Leonard Anthony Lyons
Professional Summary
Leonard Anthony Lyons, who also goes by Tony Lyons, was a registered financial advisor. Leonard was a previously registered financial professional and started their career in finance 1983 - 2013. Leonard had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tony Lyons
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
HWJ CAPITAL PARTNERS II, LLC
Contact Information
Main Address
7400 North Federal Highway Suite A5, Boca Raton, FL 33487Mailing Address
7400 North Federal Highway Suite A5, Boca Raton, FL 33487Phone Number
(561) 910-5732Established
Delaware since 04/26/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARCH, JOSEPH WILLIAM | MANAGING MEMBER, CCO, CFO | 1331665 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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