Stacey L. Wall

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CRD#: 1207701

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stacey Louis Wall was a registered financial professional .

Stacey is a previously registered financial professional and started their career in finance in 1983. Stacey had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 6, 2021 - April 16, 2025

ARGENT WEALTH, LLC

RIA

CRD#: 311685

RIDGELAND, MS

Past

March 18, 1988 - March 22, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

October 28, 1987 - March 25, 1988

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

April 2, 1985 - October 27, 1987

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

November 25, 1983 - April 1, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Current Firm

ARGENT WEALTH, LLC

ARGENT WEALTH, LLC | PINNACLE WEALTH, LLC

CRD#: 311685 / SEC#: 801-120152

RIA

Registered Investment Advisory firm - (1/14/2021 Approved)

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Contact information

Main Address

1020 Highland Colony Parkway Suite 603, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 957-0323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	787
AUM (Assets Under Management)	$ 439,274,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stacey L. Wall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARGENT WEALTH, LLC

UBS FINANCIAL SERVICES INC.

CIBC WORLD MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ARGENT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2021

Series 63

Date: 11/22/1983

Series 7

Date: 11/19/1983

Current Firm

ARGENT WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGENT WEALTH, LLC

TRUST BUT VERIFY

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