Sheri L. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheri Lynn White, who also goes by Sheri Lynn Burns, Sheri Lynn Mitchell, Sheri Lynn Morrison, was a registered financial professional .
Sheri is a previously registered financial professional and started their career in finance in 1983. Sheri had worked at 11 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - January 3, 2019
BB&T SECURITIES, LLC
January 16, 2009 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
February 21, 2006 - February 9, 2009
CITIGROUP GLOBAL MARKETS INC.
November 15, 2002 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 2, 2002 - November 21, 2002
CITIGROUP GLOBAL MARKETS INC.
March 9, 1999 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
May 23, 1991 - February 26, 1999
MORGAN STANLEY DW INC.
November 6, 1990 - April 23, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 1988 - December 20, 1989
LATHAM SECURITIES CORPORATION
May 4, 1987 - July 14, 1988
PRUDENTIAL EQUITY GROUP, LLC
October 27, 1986 - May 12, 1987
WACHOVIA SECURITIES, INC.
January 9, 1986 - September 24, 1986
IST INSTITUTIONAL SECURITIES TRADING
April 29, 1985 - February 13, 1986
THE ROBINSON-HUMPHREY COMPANY, LLC
November 22, 1983 - April 26, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
