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Eric James Godes

CRD# 1207569·Registered 1983 - 2021
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric James Godes, who also goes by Eric Godes, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1983 - 2021. Eric had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Godes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

DAINTREE ADVISORS LLC·CRD# 153197
RIA
Boston, MA
October 4, 2016 - April 2, 2021
PATHSTONE·CRD# 151736
RIA
Boston, MA
January 20, 2016 - July 8, 2016
FEDERAL STREET ADVISORS INC·CRD# 106387
RIA
Boston, MA
November 3, 2014 - December 31, 2015
RWA WEALTH PARTNERS·CRD# 156984
RIA
Newton, MA
February 17, 2012 - March 20, 2013
ADVISER INVESTMENTS·CRD# 106668
RIA
Newton, MA
March 31, 2011 - February 28, 2012
ADVISER INVESTMENTS ACQUISITION CO LLC·CRD# 156985
RIA
Newton, MA
March 25, 2011 - March 20, 2013
HARRISDIRECT LLC·CRD# 42159
RIA
Arlington, VA
January 30, 2008 - March 23, 2011
E*TRADE SECURITIES LLC·CRD# 29106
BD
Wellesley, MA
November 2, 2005 - March 23, 2011
KOBREN INSIGHT MANAGEMENT INC·CRD# 106473
RIA
Wellesley Hills, MA
October 8, 1991 - March 29, 2011
KOBREN INSIGHT BROKERAGE, INC·CRD# 21298
BD
Wellesley, MA
August 7, 1990 - November 11, 2005
KANON BLOCH CARRE & CO., INC.·CRD# 19023
BD
Boston, MA
August 21, 1987 - November 26, 1988
FIDELITY DISTRIBUTORS CORPORATION·CRD# 6848
BD
December 1, 1983 - August 22, 1985

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Current Firm

DA
DAINTREE ADVISORS LLC

BLUE HERON ADVISORS LLC | DAINTREE DIVORCE CONSULTING | DAINTREE ADVISORS LLC

CRD#: 153197 / SEC#: 801-71166

Contact Information

Main Address

100 High Street Suite 1110, Boston, MA 02110-1781

Documents

Latest Form ADV

Part 2 Brochures

DAINTREE ADVISORS LLC BROCHURE (6/28/2021)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1984About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1983About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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