Steven S. Holstein

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CRD#: 1207536

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Scott Holstein was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 6, 2017 - September 5, 2018

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

RIA

CRD#: 109036

McLean, VA

Past

July 6, 2017 - September 5, 2018

GOLDMAN SACHS CUSTODY SOLUTIONS

CRD#: 48015

MCLEAN, VA

Past

April 26, 2016 - June 3, 2016

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

RIA

CRD#: 145694

BOSTON, MA

Past

March 23, 2015 - November 12, 2015

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

August 17, 2010 - February 6, 2013

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 14, 2001 - October 22, 2008

MML DISTRIBUTORS, LLC

CRD#: 38030

ENFIELD, CT

Past

February 2, 1998 - May 12, 2000

AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.

CRD#: 42935

BOSTON, MA

Past

February 13, 1996 - September 26, 1997

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

January 13, 1993 - July 21, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

December 14, 1983 - November 7, 1991

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

CRD#: 109036 / SEC#: 801-56587

RIA

Registered Investment Advisory firm - (6/7/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/13/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/30/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

CRD#: 109036 / SEC#: 801-56587

RIA

Registered Investment Advisory firm - (6/7/1999 Approved)

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Contact information

Main Address

5475 Mark Dabling Boulevard Suite 320, Colorado Springs, CO 80918

Mailing Address

Phone number

(719) 478-7036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - DISCLOSURE BROCHURE (6/2/2025)

FORM ADV PART 2A - OPS/ORION WRAP FEE BROCHURE (6/2/2025)

FORM ADV PART 2A - GOLDMAN SACHS WRAP FEE BROCHURE (6/2/2025)

FORM ADV PART 2A - DISCLOSURE BROCHURE SUMMARY OF MATERIAL CHANGES (6/2/2025)

FORM ADV PART 2A - APEX WRAP FEE SCHEDULE SUMMARY OF MATERIAL CHANGES (6/2/2025)

FORM ADV PART 2A - GOLDMAN SACHS WRAP FEE BROCHURE SUMMARY OF MATERIAL CHANGES (6/2/2025)

FORM ADV PART 2A - OPS/ORION WRAP FEE BROCHURE SUMMARY OF MATERIAL CHANGES (6/2/2025)

FORM ADV PART 2A - APEX WRAP FEE BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	2,298
AUM (Assets Under Management)	$ 956,132,091

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven S. Holstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GOLDMAN SACHS CUSTODY SOLUTIONS

INTERACTIVE ADVISERS, INTERACTIVE ADVISORS

INNOVATION PARTNERS LLC

GUARDIAN INVESTOR SERVICES LLC

MML DISTRIBUTORS, LLC

AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.

FEDERATED SECURITIES CORP.

VERAVEST INVESTMENTS, INC.

FIDELITY DISTRIBUTORS CORPORATION

Primary Firm SEC Registration

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2015

Series 63

Date: 1/18/1984

SIE

Date: 9/5/2018

Series 6

Date: 12/13/1983

Series 26

Date: 3/30/2005

Current Firm

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

TRUST BUT VERIFY

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