George W. Benoit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Wright Benoit JR, who also goes by George Wright Benoit, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1987. George had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2014 - July 28, 2021
NW CAPITAL MARKETS INC.
December 1, 2005 - April 7, 2009
FRANKLIN DISTRIBUTORS, LLC
August 4, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
April 14, 1988 - June 26, 2001
CITIGROUP GLOBAL MARKETS INC.
January 13, 1988 - April 26, 1988
MATTHEWS & WRIGHT, INC.
January 13, 1988 - June 17, 1988
MATTHEWS & WRIGHT CAPITAL, INC.
May 21, 1987 - November 20, 1987
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NW CAPITAL MARKETS INC.
CRD#: 17622 / SEC#: , 8-35363
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
