Hugh J. Gilmartin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Joseph Gilmartin was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1984. Hugh had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2008 - April 29, 2016
EATON VANCE MANAGEMENT
January 31, 2002 - July 17, 2008
EATON VANCE MANAGEMENT
November 1, 1996 - April 29, 2016
EATON VANCE DISTRIBUTORS, INC.
February 3, 1992 - November 1, 1996
EATON VANCE DISTRIBUTORS, INC.
May 23, 1984 - January 8, 1992
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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